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Purely Academic

Grading Francisco

“Francisco” is not his real name. This student’s situation was all too real at the end of this past semester, though, when I had to give him a grade. He was getting a C on his papers. He had been absent the maximum number of times, but no more, and he had managed to make all the deadlines for preliminary drafts of the big research paper, which counted for 40 percent of the semester grade. Now, one last deadline to go. But Francisco suddenly vanished during the last week. No final draft.

I never heard from him again. Some students might have resorted to e-mail. (Once a student e-mailed me his final paper, complete with excuse; I had to print it out, only to have him complain at the quality of the print-out when I returned it to him.) Not Francisco. I
never learned much about him, except that he was poor; I had to sign a sheet each week attesting to his presence in class, so that he could continue to receive money from some state agency. How could he just vanish so near the completion of the course?

I liked Francisco. I felt sympathetic to him not only because he was poor but because he was Hispanic. (Of course the majority of students are where I teach.) Once I chanced to ask him if he could write better in Spanish than English. “About the same,” he shrugged. I liked the man’s candor, soft as well as direct. Another reason I liked Francisco was because he is an adult man, and therefore polite in the ways that adults students (in my experience) usually are. Many of them even extend their hands to you at semester’s end!

How much of these admittedly personal feelings should go into the decision about what grade to give Francisco? It will be the essence of my argument that no policy — on behalf of ourselves, the course, a department, or the institution — will answer this question. We die alone. We grade alone. Nothing we do as professors is as utterly solitary as the act giving — it seems pompous to say, “awarding” — grades. Furthermore, some students make any rationale for the act appear arbitrary; they effectively insist that we grade their lives, not their performances in one class. With some students, any grade becomes difficult for an individual teacher to defend — or even, at times, entirely rationalize.

The rest of my argument will be that these students define the conditions of grading. Not the majority, whose quiz, test, or paper grades can be trusted to yield up a clear, reasonable final result, which just about anybody would determine in the same way. (Even this happy circumstance passes over the vicissitudes of hundreds more minor
preliminary grading decisions throughout the semester.) To rationalize grades on the basis of the presumably stable, problem-free majority is too easy, because the rationale begs to be completely representable in the public realm.

This is false. In fact, the rationale arises from amid the shifting sands of the private realm — where, for example, a word or a phrase may determine the difference between one number and another, and each of us has to decide very quickly and privately whether or not we choose to grant this difference or ignore it. These sorts of inevitable decisions necessarily shrink from public representation. Indeed, especially if we’ve been grading long enough, many of the micro-decisions during the nano-seconds of grading just one test or paper elude even the representations about what we are doing that we construct for ourselves. Students such as Francisco are so maddening because they leave us with no illusions. We have to face the fact that we’re being “subjective” no matter what we do.

Students like to assert that grading is “subjective.” I hate this term. But it’s hard to get around it. Of course it’s wrong because “subjectivity” scants the effort that all teachers make to be responsible, equitable, and fair in their grading. What is grading if not our recognition of how precious few are the categories given by the system, into which, each semester, we must try to fit an ever-widening number of individual factors as well as the usual competencies tested?

Students have never been faced with this recognition. They haven’t earned, no, suffered, the right to say that grading is “subjective.” Nonetheless, it is (leaving aside perhaps large lecture courses computer-graded on the basis of multiple choice examinations). No
manner of testing will produce at semester’s end an automatic grade free from the pressure (not to say at times the need) of human intervention. Take foreign language classes. I’ve known colleagues teaching French or Spanish who accumulate a mortifying (to me) number of grading occasions during the course of each semester, most of them
as “objective” — vocabulary tests or oral exercises in verb declension — as anyone would like. One would think that a determination of the final grade would be easy. But it’s not. And, in a very decisive sense, even when it seems to be, it’s not.

The best student I ever had was not very good in French. At the end of the semester she had to take it, her quizzes and tests grades totaled 69.5. This merited a D. She asked her professor if he could possibly take into account her class participation. He refused. She pleaded: “Don’t you remember? I was just about the only one who ever said anything.” He still refused. By arguing for the presence of “subjective” dimension of grading, I mean to refer both to the man’s refusal (many other teachers would not have refused) and to his
conception of the class as not taking into account for evaluative purposes (as many teachers surely would) student responses to stray questions throughout the semester.

Oh for a course in which every conceivable factor bearing in any way on grades is anticipated! This is surely the dream behind the swollen syllabi distributed in every college classroom for every course at the beginning of every semester throughout the land; they aim to encompass the circumstances of life itself, not one mere course. If only from the very first day we could head off the students who will so maddeningly press into our offices or our in-boxes with their excuses and their vexations. Dead grandmother?
Present the death certificate.. Missed the midterm? No make ups, period.

It’s all on the syllabus, including the fact that the instructor is not obligated to personally hand you a copy. Lately I learned of a teacher who tests on the syllabus during the second class meeting. But what does this policy say about a student who couldn’t find the room on this day? What about a student who registers late?

Fret about it as we might, grading is a contingent activity — and students are in place to remind us, lest we forget about contingency. (Why else have their grades become so notoriously inflated?) We must be forgiven — by ourselves, if not them — for trying to make grading an activity purged of accident and chance. Just as crucially, we must be forgiven for failing.

What I believe most of us do as a matter of practice is to establish supplements to our grading policies, as either stated on our syllabi or to the dean, if — horrors! — a student makes an official complaint about his or her grade. These supplements might feel ad hoc. I believe they seldom are. If we’ve been teaching long enough we probably realize the sorts of things that elicit our sympathies, such as the “case” of a student who seems haplessly sincere about a deceased relative or whose reason for missing an exam is unusually compelling. Sometimes it’s possible to work these exceptions into the syllabus; I got by for years through emphasizing that the only acceptable reasons for absences would be those told to me beforehand — then I’d believe them, whereas I would disbelieve any reasons after the fact (so therefore don’t bother me).

But eventually I was bothered. We will all be. Certain students will appear who will beg to extend our sympathies in ways we could never have anticipated, or never wanted to contemplate. How to grade them? I distrust teachers who insist that their own policies preclude such students. It’s as if they have never had a Francisco. How can you teach
— just about any semester — and not have a Francisco?

“Just give him a C,” my wife said. “He had half the work for the research paper done. You can’t flunk him.”

I nodded. Yet what about the students, especially the other average ones, who had completed all the work? Wouldn’t their effort pale before an exception? Maybe, the more I thought about it, I should just flunk Francisco. Annoying as it probably would have been to have him contact me, I had to admit that I’d have liked some explanation, some emotional
hook on which to hang the sympathies I wanted to extend. Instead, nothing. The man just
vanished, leaving me alone with a grading decision I wished would go away too.

I’m not sure what I had decided to do when I discovered that another student was almost in the same situation. He too had vanished — the week before Francisco. He too had no research paper — and had only met one of the preliminary deadlines. Like Francisco, there was no record of his withdrawal on the class list. (College policies oblige student
as well as instructor to sign a drop slip.) So this student — who didn’t seem poor, isn’t Hispanic, and is no more than 19 or 20 years old — clarified the matter for me. I decided to give him an F — and to give Francisco a D.

Subjective? You bet. Although I can give a reasoned account for my decision (the failed student hadn’t met enough deadlines), the most powerful factor I felt was represented by that sheet I had to sign for Francisco each week. The nature of the program was never clear to me, but I wanted him to be able to continue in it; failing the course might
jeopardize this. The only trouble is, this reason, which now becomes public by virtue of its publication, suddenly seems like a misrepresentation. I appear expansive and public-spirited, whereas in fact at the time I felt cramped and private. What distinction is there in grading? To me, none. Not only is it the most solitary thing we do. It’s the most undistinguished. Grading Francisco, other grades than mine could have been given.

I’m not happy with mine, although I can live with it (and must trust that Francisco can, too). Far happier are most of the rest of the grades I gave this past semester, which I can construct to make much more sense in all the best publicly accountable ways. Behind each one of these grades, though, stand two very personal emotions, neither representable in the grade itself. One is my detestation of grading — its drudgery, its finality, its privacy — in just about all its occasions. The other is simply my abiding relief that any particular student I have to grade is not Francisco.

Terry Caesar’s last column was about student evaluations of faculty members.

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Comments

Have you...?

Terry, Have you defined the contract in the syllabus at the start?

Is the contract sufficiently detailed to determine the components of the grade?

Has Francisco completed his share of the contract?

Have both of you stuck to the details of the contract w/o change from the start?

Then give him the payment,..errr...grade that he earned.

...and move on. Don’t enable!

Welcome to real life...

Edward Winslow, A “tired” retired Business Professor, at 8:25 am EDT on August 29, 2006

Professor Caeser, After reading your article, many students will now pretend to be like Franciso, and will get better grades because of it. At least now they know how to fool you and other likes you and will now be able to get away with not completing the requirements. Thank you for your honesty.

Larry, at 9:45 am EDT on August 29, 2006

Objectivity is Subjective

A professor of math—one of the “objective” disciplines—once told me that, if he wanted to, he could fail a majority of an entire class on any exam by choosing certain kinds of problems. Even outside the humanities, the test material is determined subjectively, the textbooks are chosen subjectively, the curriculum is formulated subjectively, and teachers are evaluated subjectively. Thus, final grades have to be subjective, at least to a degree.

A vocabulary test is “objective"? Who’s choosing the terms?

We should all drop the pretense that books, courses and disciplines are “objective.” We should embrace subjectivity as a valued part of education, reminding our students and administrators that “subjective” does not mean “impressionistic,” “value-less” or “capricious.”

duke, at 10:35 am EDT on August 29, 2006

My First “F”

I just gave my first F this summer, rounding out my first year of teaching undergraduates as a graduate student. The student was particularly frustrating because he had a long-term health problem that he never sufficiently documented for me (and I still question its veracity) and was terminally bad at communicating to me and following through when he did. I hate to say that I was almost glad to give him the F just to vent my frustrations (yet the grade is unquestionably justifiable on its own).

Yet I’ve struggled with, and your column highlights, many of the problems I have with grading. I am of the position that evaluation with feedback is great, but that the grade itself is no synecdoche substitute for the feedback. Yet this is how students treat it, and that seems to blind them to the feedback itself oftentimes. Further, grades have become a substitute motivator. No longer are typical students here to learn, they are here to get an A. Learning is wholly a means to and end and not a self-reflexive time to assess one’s self and one’s world.

To the extent that systemic oppressions come into play, I am even more loath participate in the grading game. Students like Fransisco and mine (a black, likely relatively poor student) are not given the opportunities many other students are, yet the grading system is “indifferent” to that fact. Both a blessing and a curse; an aporia of objectivity that serves often to further the systemic oppression that leads to it in the first place.

I would like to never give an F again. But I don’t know if that is possible.

J, at 11:05 am EDT on August 29, 2006

Different values

I think duke is onto something in his comment. The difference between Terry Caesar’s and Edward Winslow’s approach to grading lies in the different values with which they approach the situation. Winslow seems to want to adhere only to the “letter of the law,” while Caesar seems willing to interpret according to the “spirit.” And that’s because the two commentators in question have a different view (I suspect) of the nature of the teacher-student relationship. Is the teacher-student relationship merely a contract (the terms of which are established in the syllabus), or is it intersubjective?

Yavo, adventurer, at 11:20 am EDT on August 29, 2006

What Caesar’s article points to is the essential subjectivity of all human relations. After an entire semester with a student it is almost counter productive to think in terms of “objectivity". We as instructors have seen their foibles—their human failings— as well as they have seen ours. We have also seen their strenths, their wells of sincerity and honesty —as they have seen ours. At that level we are no longer machines gauging other machines.

At the same time, another commentator pointed out, the grade on the final grade sheet is not arbitrary: a part of our history as well of that of the student’s goes into it, the part related to our knowledge of our field, and what we can understand of the student’s grasp of that knowledge.

It can all be very agonizing business, but what isn’t when two individuals come together in a process as intimate as instruction.

Vincent Spina, Associate Professor at Clarion University, at 12:50 pm EDT on August 29, 2006

I’m surprised that none of the commentators so far has asked why we give letter grades at all. Given the “subjectivity” of judgement, prose comments would be more accurate and far more useful. What’s the value of a brutal “D” as compared to a sympathetic, if brief, account of what actually happened? And what more useful service can teachers offer?

Charles Muscatine, Professor emeritus, at 3:15 pm EDT on August 29, 2006

The subjective/objective struggle

Oh, how I used to struggle with this very issue in the writing classroom. Once I devised a plan to let the students EARN their grade rather than suggesting that I give them a grade, I felt much better about these subjective decisions that must be made. Those students who get this concept of starting out with an “F” and working their way up to an “A” take their grade in their own hands. In life, we start at 0 and work our way through—we earn the position we hold, the rank we achieve, the awards we win. We run into troubles that may make us accept less in life than we desired to achieve, but we manage. Mirroring life in the classroom assumes that we allow students to be adults who will eventually earn their grades, not only in the classroom, but also in the workforce of their choosing. Subjective or not, we all choose a grade we feel comfortable with and live that grade. When we do not show up in the workplace, we may get fired (or we may not—that is also subjective). Thanks for the article—something I have mused over for years.

csyoung, Instructor at UNO/MCC, at 4:50 pm EDT on August 29, 2006

Grading

Not all grading is so subjective. Most law school classes when I was in law school were graded based solely on final exams that were graded anonymously, and the professor had no clue whether the author of any particular exam was Hispanic or Russian, or the student who was articulate and enthusiastic in class or the one who showed up hung over and bleary eyed every day. Of course there was some subjectivity is grading each essay answer but less than you’d think: the really good exams and the really bad ones stood out, and the subjectivity only snuck in when deciding whether a particular middle of the pack essay was slightly better than another middle of the pack essay. The type of subjectivity that the author of this column is talking about — based on personal feelings for or against a student — was completely absent. That, I submit, ought to be the holy grail of all grading.

DBL, at 5:05 pm EDT on August 29, 2006

Why is there any question about this?

I used to have students who would do only enough work to produce an average high enough to pass the class. That meant they skipped the final exam if their midterm and paper grades were high enough to produce a C. To circumvent that, I stated policy that no one would pass the course without taking the final exam and doing the other required work. I would fail Francisco without any qualms. He is playing the system, not working toward an education. Our job is to prevent that. We are motivators and one of our tools is external reward such as grades. If you don’t use them effectively, students don’t benefit because they are not protected from their ignorant misunderstanding that education is only about passing classes and getting a diploma.

Nancy, at 5:50 am EDT on August 30, 2006

Subjectivity in Grading

Prof. Caesar, Thanks for explaining subjectivity in course grading from a prof’s point of view. In the end, the only opinion that matters is yours, even if the student chooses to disagree with it. Your consideration of Francisco’s special circumstances should be commended, not criticized. You made a decision, so stick with it.

Barb H., graduate (of) at Shimer, at 4:25 pm EDT on August 30, 2006

Strategy and Objectivity

At the institution I work at, we have more than our fair share of Franciscos. I think what I would have done under the circumstances is give the man an ‘Incomplete’. In our system at least,this gives him until well into the next semester to complete the work. He can then be given a real grade. This is a very useful tool. I have had students disappear for a variety of reasons, including being in jail and not being able to afford bail. If the student is one of the regular, none too hard working types, I’m less inclined to do this.

Now to the ‘Objectivity issue. The philosopher Karl Popper, an undoubted hard case, discusses the relationship between objectivity and subjectivity in his book *Objective Knowledge*. When he finally specifies the relation between the two concepts (in a footnote!), he ends up concluding that Objectivity really just amounts to ‘intrasubjectivity’. I have found that many people, concerned about the apparent opposition between objectivity and subjectivity, find this fact reassuring.

The Combat Philosopher, at 9:45 pm EDT on August 30, 2006

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